# Max Johann Rooney

Max Johann Rooney is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-06-08 | present | Yes |
| [PEOPLE'S UNITED ADVISORS, INC.](https://search.stillhousedata.com/firm/292454) | 2023-01-05 | 2023-11-15 | — |
| [PEOPLE'S UNITED ADVISORS, INC.](https://search.stillhousedata.com/firm/292454) | 2022-01-25 | 2022-12-31 | — |
| [FIDELITY PERSONAL AND WORKPLACE ADVISORS](https://search.stillhousedata.com/firm/288590) | 2021-04-20 | 2021-12-08 | — |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2014-09-03 | 2021-03-03 | — |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2013-03-21 | 2014-07-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5365154)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5365154.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.