# CARLOS ALFREDO CORTEZ

CARLOS ALFREDO CORTEZ is an investment adviser representative (IAR) with state registration records since 2008, appearing at 8 firms. Currently registered with CORTEZ WEALTH ADVISORS LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CORTEZ WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/285131) | 2018-02-12 | present | Yes |
| [CORTEZ WEALTH ADVISORS LLC](https://search.stillhousedata.com/firm/285131) | 2018-02-02 | 2018-12-31 | — |
| [BROOKSTONE WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/137658) | 2014-11-17 | 2018-03-01 | — |
| [RESOURCE HORIZONS INVESTMENT ADVISORY, INC.](https://search.stillhousedata.com/firm/143384) | 2013-10-28 | 2014-10-30 | — |
| [COPPELL ADVISORY SOLUTIONS LLC](https://search.stillhousedata.com/firm/156549) | 2013-04-04 | 2014-04-08 | — |
| [CALTON & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/20999) | 2011-02-18 | 2013-01-15 | — |
| [JHS CAPITAL ADVISORS, LLC](https://search.stillhousedata.com/firm/112097) | 2010-09-07 | 2011-02-14 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2009-10-05 | 2010-09-08 | — |
| [AMERIPRISE ADVISOR SERVICES, INC.](https://search.stillhousedata.com/firm/5979) | 2008-06-06 | 2009-10-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5378014)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5378014.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.