# KAREN DALMAU

KAREN DALMAU is an investment adviser representative (IAR) with state registration records since 2007, appearing at 8 firms. Currently registered with OPPENHEIMER & CO. INC..

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2026-05-05 | present | Yes |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2024-03-18 | 2026-05-13 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2023-04-14 | 2024-03-21 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2017-10-19 | 2023-03-06 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2014-04-09 | 2017-09-20 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2012-12-06 | 2014-02-11 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2011-02-07 | 2012-12-10 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2010-01-26 | 2011-01-21 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2009-07-24 | 2009-11-23 | — |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2007-11-16 | 2008-02-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5391320)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5391320.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.