# BRIAN RICHARD GAISTER

BRIAN RICHARD GAISTER is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with PENNINGTON PARTNERS & CO., LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PENNINGTON PARTNERS & CO., LLC](https://search.stillhousedata.com/firm/282688) | 2024-06-28 | present | Yes |
| [PENNINGTON PARTNERS & CO., LLC](https://search.stillhousedata.com/firm/282688) | 2017-01-09 | 2024-01-06 | — |
| [PENNINGTON PARTNERS & CO., LLC](https://search.stillhousedata.com/firm/282688) | 2016-05-18 | 2016-12-31 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2010-09-10 | 2015-11-24 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2010-09-16 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2007-12-12 | 2009-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5394236)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5394236.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.