# Roger Ivan Toledo

Roger Ivan Toledo is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2026-03-23 | present | Yes |
| [FIRST TRUST ADVISORS LP](https://search.stillhousedata.com/firm/107027) | 2020-12-15 | 2024-12-19 | — |
| [KOVACK INTERNATIONAL ADVISORS INC.](https://search.stillhousedata.com/firm/170450) | 2019-06-28 | 2019-12-31 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2010-06-30 | 2019-01-24 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2008-01-02 | 2008-04-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5394291)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5394291.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.