# MICHAEL ROSS COCKE

MICHAEL ROSS COCKE is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2015-07-17 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2014-02-12 | 2015-07-23 | — |
| [HABANERO CAPITAL LLC](https://search.stillhousedata.com/firm/167156) | 2013-05-02 | 2013-06-27 | — |
| [ADVISORS ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/46727) | 2010-10-18 | 2011-03-21 | — |
| [INVESTMENT PROFESSIONALS, INC.](https://search.stillhousedata.com/firm/30184) | 2009-08-28 | 2010-02-03 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2008-02-20 | 2009-05-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5414591)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5414591.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.