# Nicole Karen Choi

Nicole Karen Choi is an investment adviser representative (IAR) with state registration records since 2009, appearing at 8 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2025-01-10 | present | Yes |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2023-05-31 | 2025-01-21 | — |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2022-01-20 | 2023-06-02 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2020-11-12 | 2023-06-02 | — |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2019-03-21 | 2020-11-12 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2013-01-30 | 2019-03-25 | — |
| [LUCIA CAPITAL GROUP](https://search.stillhousedata.com/firm/152396) | 2012-07-17 | 2012-12-07 | — |
| [LUCIA CAPITAL GROUP](https://search.stillhousedata.com/firm/152396) | 2010-04-15 | 2012-03-02 | — |
| [RAYMOND J. LUCIA COMPANIES, INC.](https://search.stillhousedata.com/firm/115670) | 2009-01-16 | 2010-06-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5415713)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5415713.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.