# THERESA ANN SHERMAN

THERESA ANN SHERMAN is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-08-10 | present | Yes |
| [SECURIAN FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/15296) | 2016-10-24 | 2023-08-10 | — |
| [VOYA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/2882) | 2014-07-24 | 2016-09-21 | — |
| [ON INVESTMENT MANAGEMENT CO](https://search.stillhousedata.com/firm/105662) | 2012-10-17 | 2012-12-04 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2010-01-20 | 2011-10-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5420127)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5420127.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.