# Eric Lau

Eric Lau is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with HSBC SECURITIES (USA) INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2025-08-29 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-07-19 | 2025-08-20 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2019-11-05 | 2023-07-19 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2017-06-22 | 2019-11-07 | — |
| [HORNOR, TOWNSEND & KENT, LLC](https://search.stillhousedata.com/firm/4031) | 2016-12-02 | 2017-04-13 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2015-10-02 | 2016-09-20 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2008-03-28 | 2008-07-09 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5420718)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5420718.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.