# DANA RICHARD ROBERTS

DANA RICHARD ROBERTS is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2014-06-27 | present | Yes |
| [SECURIAN FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/15296) | 2014-01-07 | 2014-06-23 | — |
| [CRI SECURITIES, LLC](https://search.stillhousedata.com/firm/22589) | 2010-10-04 | 2014-06-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5435567)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5435567.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.