# JOHN W. MALLOY

JOHN W. MALLOY is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2017-12-14 | present | Yes |
| [STRATOS WEALTH PARTNERS, LTD](https://search.stillhousedata.com/firm/153184) | 2012-10-09 | 2017-12-31 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2009-11-13 | 2012-10-08 | — |
| [NATCITY INVESTMENTS, INC.](https://search.stillhousedata.com/firm/17490) | 2009-10-08 | 2009-11-13 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2007-11-28 | 2009-09-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5440689)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5440689.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.