# Brent ALLEN Penrose

Brent ALLEN Penrose is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with NORTHERN TRUST SECURITIES, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NORTHERN TRUST SECURITIES, INC.](https://search.stillhousedata.com/firm/7927) | 2026-02-03 | present | Yes |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2023-09-01 | 2025-04-08 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2020-07-31 | 2023-09-14 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2017-05-10 | 2020-03-31 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2013-03-13 | 2017-04-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5464292)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5464292.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.