# CHRISTOPHER LAURENCE SWAINE

CHRISTOPHER LAURENCE SWAINE is an investment adviser representative (IAR) with state registration records since 2009, appearing at 8 firms. Currently registered with CHARLES SCHWAB & CO., INC..

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2023-11-03 | present | Yes |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2023-09-05 | 2023-11-01 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2019-03-13 | 2023-09-05 | — |
| [CHECCHI CAPITAL ADVISERS, LLC](https://search.stillhousedata.com/firm/143478) | 2018-03-30 | 2018-11-08 | — |
| [COASTAL BRIDGE ADVISORS, LLC](https://search.stillhousedata.com/firm/152569) | 2017-03-08 | 2018-03-05 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2016-01-06 | 2017-02-23 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2012-08-06 | 2016-01-06 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2012-08-06 | 2016-01-06 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2009-04-29 | 2012-01-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5469134)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5469134.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.