# Joseph Herrmann

Joseph Herrmann is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with HSBC SECURITIES (USA) INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2024-03-15 | present | Yes |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2022-12-02 | 2024-02-23 | — |
| [GILDER GAGNON HOWE & CO. LLC](https://search.stillhousedata.com/firm/2002) | 2018-01-09 | 2022-07-28 | — |
| [RBC ROCHDALE, LLC](https://search.stillhousedata.com/firm/117198) | 2015-01-07 | 2018-01-05 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2010-12-01 | 2014-05-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5470463)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5470463.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.