# JAMES ELLIOTT

JAMES ELLIOTT is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2018-12-12 | present | Yes |
| [BB&T SECURITIES, LLC](https://search.stillhousedata.com/firm/142785) | 2018-01-02 | 2018-05-30 | — |
| [BB&T INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/33856) | 2015-07-13 | 2018-01-02 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2014-12-11 | 2015-07-06 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2014-06-19 | 2014-09-05 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2012-07-11 | 2014-05-16 | — |
| [VOYA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/2882) | 2008-07-08 | 2009-05-07 | — |
| [SCOTT & STRINGFELLOW, LLC](https://search.stillhousedata.com/firm/6255) | 2008-03-27 | 2008-06-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5470815)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5470815.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.