# JOSE EMANUEL GOMES LOPES

JOSE EMANUEL GOMES LOPES is an investment adviser representative (IAR) with state registration records since 2010, appearing at 7 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC, CWM, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CWM, LLC](https://search.stillhousedata.com/firm/155344) | 2025-02-17 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2025-01-06 | present | Yes |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2023-09-01 | 2025-01-06 | — |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2022-08-02 | 2023-09-01 | — |
| [SECURIAN FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/15296) | 2017-09-11 | 2022-08-19 | — |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2015-06-08 | 2017-08-18 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2010-03-11 | 2015-05-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5478817)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5478817.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.