# Sara Mills-Gaines

Sara Mills-Gaines is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with PRINCIPAL SECURITIES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2024-08-16 | present | Yes |
| [PARSONEX ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/160275) | 2021-01-12 | 2021-07-27 | — |
| [PARSONEX ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/160275) | 2020-03-16 | 2020-12-31 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2016-05-27 | 2018-04-05 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-01-03 | 2015-06-17 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2008-04-07 | 2011-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5479702)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5479702.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.