# Roger Paul Mai

Roger Paul Mai is an investment adviser representative (IAR) with state registration records since 2008, appearing at 5 firms. Currently registered with HORACE MANN INVESTORS, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HORACE MANN INVESTORS, INC.](https://search.stillhousedata.com/firm/11643) | 2020-08-31 | present | Yes |
| [BCG SECURITIES, INC.](https://search.stillhousedata.com/firm/70) | 2020-08-24 | 2020-08-31 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2019-07-18 | 2020-08-14 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2010-02-19 | 2018-11-20 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2008-06-18 | 2009-12-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5508419)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5508419.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.