# JAMES MARTIN

JAMES MARTIN is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2021-09-07 | present | Yes |
| [PNC MANAGED ACCOUNT SOLUTIONS, INC.](https://search.stillhousedata.com/firm/110476) | 2020-02-11 | 2021-08-23 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2018-12-27 | 2020-01-17 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2013-05-02 | 2019-01-07 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2010-05-05 | 2013-05-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5509676)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5509676.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.