# KEVIN Gerard BETTS

KEVIN Gerard BETTS is an investment adviser representative (IAR) with state registration records since 2011, appearing at 6 firms. Currently registered with RBC ROCHDALE, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RBC ROCHDALE, LLC](https://search.stillhousedata.com/firm/117198) | 2025-09-12 | present | Yes |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2023-01-19 | 2025-09-01 | — |
| [RBC ROCHDALE, LLC](https://search.stillhousedata.com/firm/117198) | 2018-07-24 | 2022-12-21 | — |
| [CAPITAL CLIENT GROUP, INC.](https://search.stillhousedata.com/firm/6247) | 2015-05-18 | 2017-01-31 | — |
| [BNY MELLON SECURITIES CORPORATION](https://search.stillhousedata.com/firm/231) | 2014-06-05 | 2015-05-06 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2012-10-11 | 2014-06-09 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2011-06-27 | 2012-09-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5561814)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5561814.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.