# MICHAEL S ROLFES

MICHAEL S ROLFES is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2022-10-20 | present | Yes |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2018-08-06 | 2020-12-23 | — |
| [GOLDMAN SACHS WEALTH SERVICES, L.P.](https://search.stillhousedata.com/firm/106693) | 2014-04-10 | 2017-02-13 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2011-03-08 | 2014-03-28 | — |
| [STRATEGIC ADVISERS LLC](https://search.stillhousedata.com/firm/104555) | 2009-11-19 | 2011-02-09 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5580228)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5580228.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.