# Cesar A. Cortes

Cesar A. Cortes is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with SUMUS FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SUMUS FINANCIAL LLC](https://search.stillhousedata.com/firm/340066) | 2026-05-15 | present | Yes |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2024-11-14 | 2025-05-28 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2020-10-14 | 2024-11-14 | — |
| [WESTERN INTERNATIONAL SECURITIES, INC.](https://search.stillhousedata.com/firm/39262) | 2013-02-05 | 2020-11-13 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2009-01-15 | 2013-02-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5596243)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5596243.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.