# SEAN RANDALL SPENCER

SEAN RANDALL SPENCER is an investment adviser representative (IAR) with state registration records since 2009, appearing at 6 firms. Currently registered with ACCESS CAPITAL, LLC, PRIME CAPITAL INVESTMENT ADVISORS, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRIME CAPITAL INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/288712) | 2026-06-01 | present | Yes |
| [ACCESS CAPITAL, LLC](https://search.stillhousedata.com/firm/327013) | 2023-06-30 | present | Yes |
| [IMA ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/112091) | 2015-07-13 | 2023-07-20 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2013-11-21 | 2015-07-13 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2010-06-14 | 2011-12-16 | — |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2009-08-28 | 2010-02-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5622254)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5622254.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.