# DOUGLAS ROGER WOOLLEY

DOUGLAS ROGER WOOLLEY is an investment adviser representative (IAR) with state registration records since 2009, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2024-03-21 | present | Yes |
| [ON INVESTMENT MANAGEMENT CO](https://search.stillhousedata.com/firm/105662) | 2010-04-06 | 2013-12-09 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2009-08-10 | 2010-04-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5630716)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5630716.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.