# ALI MOZAFFAR

ALI MOZAFFAR is an investment adviser representative (IAR) with state registration records since 2010, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2020-06-19 | present | Yes |
| [UNITED BROKERAGE SERVICES, INC](https://search.stillhousedata.com/firm/39062) | 2018-03-26 | 2020-06-30 | — |
| [CAPITAL ONE ADVISORS, LLC](https://search.stillhousedata.com/firm/136865) | 2015-03-04 | 2018-03-26 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2014-03-18 | 2014-06-23 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2012-12-11 | 2013-11-04 | — |
| [FIRST COMMAND BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/3641) | 2010-01-27 | 2012-09-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5647523)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5647523.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.