# SIMON K CHAN

SIMON K CHAN is an investment adviser representative (IAR) with state registration records since 2010, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2025-07-08 | present | Yes |
| [INSIGHT SECURITIES, INC.](https://search.stillhousedata.com/firm/5611) | 2021-08-05 | 2025-08-08 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2020-07-06 | 2021-07-20 | — |
| [UNFCU ADVISORS LLC](https://search.stillhousedata.com/firm/136572) | 2018-08-02 | 2020-06-03 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2017-05-01 | 2018-05-02 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2013-01-24 | 2017-03-22 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2010-01-28 | 2012-09-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5653210)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5653210.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.