# NICHOLAS JAMES HARGREAVES

NICHOLAS JAMES HARGREAVES is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with CAPITAL CLIENT GROUP, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAPITAL CLIENT GROUP, INC.](https://search.stillhousedata.com/firm/6247) | 2018-07-05 | present | Yes |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2015-05-18 | 2018-05-30 | — |
| [USAA FINANCIAL PLANNING SERVICES](https://search.stillhousedata.com/firm/106352) | 2010-06-14 | 2012-10-31 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2009-09-28 | 2010-05-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5663822)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5663822.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.