# JAMES M FOX

JAMES M FOX is an investment adviser representative (IAR) with state registration records since 2016, appearing at 10 firms. Currently registered with FINANCIAL & TAX ARCHITECTS, LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FINANCIAL & TAX ARCHITECTS, LLC](https://search.stillhousedata.com/firm/119169) | 2025-08-14 | present | Yes |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2024-11-14 | 2025-07-11 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2024-04-30 | 2024-11-14 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2023-09-05 | 2024-04-18 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2022-06-22 | 2023-09-05 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2021-02-22 | 2022-05-02 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2019-02-13 | 2021-01-11 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2019-02-13 | 2020-12-31 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2017-06-12 | 2019-02-21 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2016-06-20 | 2017-06-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5712817)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5712817.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.