# Dorian Michael Grady

Dorian Michael Grady is an investment adviser representative (IAR) with state registration records since 2009, appearing at 10 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2024-11-01 | present | Yes |
| [DIVERSIFY ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/326060) | 2023-12-22 | 2024-10-01 | — |
| [DFPG INVESTMENTS, LLC](https://search.stillhousedata.com/firm/155576) | 2019-07-17 | 2023-12-22 | — |
| [NATIONWIDE INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/142373) | 2018-06-15 | 2019-06-26 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2016-10-15 | 2018-06-22 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2016-10-15 | 2018-06-22 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2014-08-15 | 2016-04-25 | — |
| [ASSETMARK, INC.](https://search.stillhousedata.com/firm/109018) | 2012-07-23 | 2014-05-06 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2011-10-05 | 2012-07-05 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2011-02-16 | 2011-09-26 | — |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2009-11-10 | 2011-02-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5714715)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5714715.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.