# Rick Anthony Baray

Rick Anthony Baray is an investment adviser representative (IAR) with state registration records since 2011, appearing at 8 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2024-10-18 | present | Yes |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2023-11-16 | 2024-10-11 | — |
| [CAMPBELL WEALTH MANAGEMENT, INC.](https://search.stillhousedata.com/firm/152956) | 2020-04-14 | 2023-11-29 | — |
| [SCHWAB WEALTH ADVISORY, INC.](https://search.stillhousedata.com/firm/159035) | 2018-07-16 | 2020-04-14 | — |
| [USAA FINANCIAL PLANNING SERVICES](https://search.stillhousedata.com/firm/106352) | 2013-12-12 | 2016-07-29 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2012-10-01 | 2013-11-20 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2012-04-25 | 2012-10-01 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2011-03-30 | 2012-04-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5719813)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5719813.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.