# James Rohn

James Rohn is an investment adviser representative (IAR) with state registration records since 2011, appearing at 7 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2024-06-03 | present | Yes |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2022-01-07 | 2024-06-05 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2019-01-15 | 2021-05-11 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2018-03-29 | 2018-12-19 | — |
| [THORNBURG INVESTMENT MANAGEMENT INC](https://search.stillhousedata.com/firm/106357) | 2014-11-13 | 2016-04-21 | — |
| [LEADER CAPITAL CORP.](https://search.stillhousedata.com/firm/46206) | 2014-08-01 | 2014-11-07 | — |
| [INVESCO ADVISERS, INC.](https://search.stillhousedata.com/firm/105360) | 2011-07-30 | 2014-07-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5733570)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5733570.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.