# SEAN WILLIAM MCCAULEY

SEAN WILLIAM MCCAULEY is an investment adviser representative (IAR) with state registration records since 2010, appearing at 7 firms. Currently registered with RFG ADVISORY, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RFG ADVISORY, LLC](https://search.stillhousedata.com/firm/158401) | 2023-03-06 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2016-04-27 | 2023-03-19 | — |
| [USAA FINANCIAL PLANNING SERVICES](https://search.stillhousedata.com/firm/106352) | 2014-02-27 | 2016-04-29 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2012-02-08 | 2014-01-02 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2012-02-08 | 2014-01-02 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2010-07-27 | 2011-06-20 | — |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2010-03-01 | 2010-05-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5746621)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5746621.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.