# CARY CHARLES CATES

CARY CHARLES CATES is an investment adviser representative (IAR) with state registration records since 2012, appearing at 3 firms. Currently registered with CATES FINANCIAL PLANNING LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CATES FINANCIAL PLANNING LLC](https://search.stillhousedata.com/firm/290650) | 2017-11-29 | present | Yes |
| [GRUNDEN FINANCIAL ADVISORY, INC.](https://search.stillhousedata.com/firm/111595) | 2014-07-21 | 2016-06-08 | — |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2012-06-20 | 2013-06-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5761798)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5761798.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.