# JUSTIN GAROFALO

JUSTIN GAROFALO is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with PRINCIPAL SECURITIES, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2019-04-24 | present | Yes |
| [MUTUAL OF OMAHA INVESTOR SERVICES, INC.](https://search.stillhousedata.com/firm/611) | 2018-08-22 | 2019-04-16 | — |
| [REGISTER FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/143884) | 2017-06-21 | 2018-07-10 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2014-08-11 | 2017-06-16 | — |
| [MORGAN KEEGAN & COMPANY, LLC](https://search.stillhousedata.com/firm/4161) | 2010-10-15 | 2012-10-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5771472)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5771472.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.