# JOHN BALLON

JOHN BALLON is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-07-31 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2020-10-27 | 2024-08-02 | — |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2017-05-09 | 2020-11-12 | — |
| [EQUITY SERVICES, INC.](https://search.stillhousedata.com/firm/265) | 2013-12-18 | 2017-05-09 | — |
| [EQUITY SERVICES, INC.](https://search.stillhousedata.com/firm/265) | 2012-10-22 | 2013-11-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5815204)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5815204.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.