# DAVID DUANE SMITH

DAVID DUANE SMITH is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with JOHN HANCOCK INVESTMENT MANAGEMENT LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [JOHN HANCOCK INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/105790) | 2021-08-04 | present | Yes |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2016-07-12 | 2021-08-10 | — |
| [CREDIT SUISSE SECURITIES (USA) LLC](https://search.stillhousedata.com/firm/816) | 2014-11-12 | 2016-06-27 | — |
| [CAPITAL CLIENT GROUP, INC.](https://search.stillhousedata.com/firm/6247) | 2013-06-24 | 2014-10-29 | — |
| [WILLIAM BLAIR](https://search.stillhousedata.com/firm/1252) | 2010-12-21 | 2012-08-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5852786)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5852786.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.