# Shannon D James

Shannon D James is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2024-08-21 | present | Yes |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2021-02-24 | 2024-03-26 | — |
| [BERMAN CAPITAL ADVISORS, LLC](https://search.stillhousedata.com/firm/155419) | 2019-05-17 | 2021-01-19 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2016-03-21 | 2019-05-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5856894)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5856894.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.