# James Preston Smith

James Preston Smith is an investment adviser representative (IAR) with state registration records since 2013, appearing at 7 firms. Currently registered with SIGNALUP WEALTH, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SIGNALUP WEALTH, LLC](https://search.stillhousedata.com/firm/332588) | 2025-01-22 | present | Yes |
| [FARTHER FINANCE ADVISORS, LLC](https://search.stillhousedata.com/firm/302050) | 2025-01-13 | 2025-01-21 | — |
| [SIGNALPOINT ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/147578) | 2019-05-17 | 2025-01-07 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2018-06-22 | 2019-05-29 | — |
| [INVESTMENT PROFESSIONALS, INC.](https://search.stillhousedata.com/firm/30184) | 2015-01-12 | 2018-09-25 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2014-01-21 | 2015-03-06 | — |
| [CETERA INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/15340) | 2013-04-29 | 2014-01-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5867918)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5867918.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.