# David Stephen Ulm

David Stephen Ulm is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with DAI WEALTH, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [DAI WEALTH, LLC](https://search.stillhousedata.com/firm/138938) | 2025-01-27 | present | Yes |
| [FRONTIER ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/109910) | 2018-03-01 | 2025-03-04 | — |
| [CEDAR CAPITAL, LLC](https://search.stillhousedata.com/firm/174020) | 2015-02-10 | 2016-07-26 | — |
| [GOOD HARBOR FINANCIAL](https://search.stillhousedata.com/firm/127351) | 2014-03-17 | 2015-01-02 | — |
| [INVESCO ADVISERS, INC.](https://search.stillhousedata.com/firm/105360) | 2013-02-20 | 2014-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5875346)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5875346.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.