# James Patrick Waters

James Patrick Waters is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROCKEFELLER FINANCIAL LLC](https://search.stillhousedata.com/firm/291361) | 2024-02-08 | present | Yes |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2020-04-01 | 2024-02-14 | — |
| [WOODBURY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/421) | 2019-03-01 | 2020-04-02 | — |
| [QUESTAR ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/133358) | 2018-10-09 | 2019-03-01 | — |
| [COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC](https://search.stillhousedata.com/firm/108257) | 2011-02-10 | 2014-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5886384)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5886384.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.