# YING LU

YING LU is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2023-10-13 | present | Yes |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2020-07-09 | 2023-09-15 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2018-10-24 | 2020-02-14 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2014-11-17 | 2016-07-28 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2014-01-02 | 2014-10-27 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2013-08-02 | 2013-12-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5924332)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5924332.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.