# Farooq Imam

Farooq Imam is an investment adviser representative (IAR) with state registration records since 2011, appearing at 7 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC, FIFTH THIRD SECURITIES, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2026-07-08 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2023-08-21 | present | Yes |
| [COMERICA SECURITIES](https://search.stillhousedata.com/firm/17079) | 2019-10-30 | 2023-11-06 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2017-09-18 | 2019-11-16 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2015-12-22 | 2017-09-27 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2014-12-15 | 2016-01-07 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-11-18 | 2014-12-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5926892)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5926892.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.