# Thomas P Higgins

Thomas P Higgins is an investment adviser representative (IAR) with state registration records since 2013, appearing at 6 firms. Currently registered with ADVISORS ASSET MANAGEMENT, INC., RBC CAPITAL MARKETS, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2026-08-06 | present | Yes |
| [ADVISORS ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/46727) | 2020-10-19 | present | Yes |
| [HENNION & WALSH ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/126236) | 2018-03-22 | 2020-10-23 | — |
| [GUGGENHEIM INVESTMENTS](https://search.stillhousedata.com/firm/105477) | 2017-06-23 | 2018-01-12 | — |
| [NUVEEN ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/155584) | 2016-05-03 | 2017-06-19 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2013-11-21 | 2014-07-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5939299)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5939299.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.