# ROGER AINSWORTH GRAHAM

ROGER AINSWORTH GRAHAM is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with BRAINTRUST CAPITAL, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [BRAINTRUST CAPITAL, LLC](https://search.stillhousedata.com/firm/319510) | 2022-10-06 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2019-06-14 | 2022-03-21 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2014-09-19 | 2019-06-26 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2011-09-05 | 2014-10-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5942837)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5942837.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
