# Nicholas Anthony Moriarty

Nicholas Anthony Moriarty is an investment adviser representative (IAR) with state registration records since 2015, appearing at 5 firms. Currently registered with MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/111135) | 2023-09-13 | present | Yes |
| [MARINER, LLC](https://search.stillhousedata.com/firm/140195) | 2023-01-11 | 2023-08-28 | — |
| [NEWEDGE ADVISORS, LLC](https://search.stillhousedata.com/firm/171351) | 2019-11-06 | 2022-10-07 | — |
| [WEALTH ENHANCEMENT ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/116407) | 2017-09-18 | 2019-10-28 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2015-12-22 | 2017-09-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5953071)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5953071.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.