# SHANE DAVID PHILLIPS

SHANE DAVID PHILLIPS is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with PROVENANCE WEALTH ADVISORS, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PROVENANCE WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/126529) | 2015-03-30 | present | Yes |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2015-02-04 | 2023-08-25 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2013-12-06 | 2014-12-16 | — |
| [ROBERT W. BAIRD & CO. INCORPORATED](https://search.stillhousedata.com/firm/8158) | 2011-09-21 | 2013-08-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5953987)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5953987.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.