# JAMES N WHITT

JAMES N WHITT is an investment adviser representative (IAR) with state registration records since 2012, appearing at 6 firms. Currently registered with FIRST CITIZENS INVESTOR SERVICES, INC., FIRST CITIZENS ASSET MANAGEMENT, INC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FIRST CITIZENS ASSET MANAGEMENT, INC](https://search.stillhousedata.com/firm/140777) | 2022-10-19 | present | Yes |
| [FIRST CITIZENS INVESTOR SERVICES, INC.](https://search.stillhousedata.com/firm/44430) | 2022-09-09 | present | Yes |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2018-08-13 | 2022-08-31 | — |
| [SORRENTO PACIFIC FINANCIAL, LLC](https://search.stillhousedata.com/firm/127787) | 2013-07-25 | 2018-08-14 | — |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2013-05-23 | 2013-08-12 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-02-15 | 2012-12-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/5992417)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/5992417.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
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