# Ying  Juan Xie

Ying  Juan Xie is an investment adviser representative (IAR) with state registration records since 2012, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2021-11-12 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-08-25 | 2021-10-27 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2018-06-14 | 2019-12-24 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2017-03-21 | 2017-09-11 | — |
| [BANCWEST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/29357) | 2016-07-07 | 2016-12-01 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2014-01-21 | 2015-07-30 | — |
| [CETERA INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/15340) | 2013-01-22 | 2014-01-21 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2012-02-14 | 2012-09-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6000497)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6000497.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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