# RICHARD JAMES HAVENRIDGE

RICHARD JAMES HAVENRIDGE is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with PRINCIPAL SECURITIES, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2024-04-19 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2017-11-22 | 2024-04-19 | — |
| [SII INVESTMENTS, INC.](https://search.stillhousedata.com/firm/2225) | 2013-10-21 | 2017-11-17 | — |
| [CALTON & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/20999) | 2012-02-08 | 2013-10-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6015174)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6015174.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.