# Kathleen Woods

Kathleen Woods is an investment adviser representative (IAR) with state registration records since 2012, appearing at 6 firms. Currently registered with WEALTH ENHANCEMENT ADVISORY SERVICES, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WEALTH ENHANCEMENT ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/116407) | 2024-09-25 | present | Yes |
| [WEALTH ENHANCEMENT ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/116407) | 2024-06-13 | 2024-09-04 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2023-08-09 | 2024-06-04 | — |
| [BENJAMIN F. EDWARDS & COMPANY, INC.](https://search.stillhousedata.com/firm/146936) | 2021-07-12 | 2023-07-19 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2014-02-11 | 2021-06-28 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2013-09-25 | 2013-12-18 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-08-13 | 2013-07-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6038593)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6038593.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.